Ellen has been with Fairview since its inception in 2005 and has helped design and implement the processes and operations for Fairview’s products and services. Her primary focus is leading Fairview’s compliance group operations and developing and managing client relationships. She assists a wide range of clients in launching and maintaining their compliance programs, conducting compliance training, monitoring and testing their compliance policies and procedures, and coordinating client response to regulatory exams.
Education & Training
BA in Policial Science from the University of California, Los Angeles
Has worked in the financial services industry since 2004.
Find out how we can help you.