Fairview Cyber Flash Reports
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How to Identify and Avoid Vishing and Smishing Attacks
How to Identify and Avoid Vishing and Smishing Attacks WHAT HAPPENED? You likely have heard of phishing attacks, a type of social engineering scheme that tricks victims into clicking [...]
5 Ways to Strengthen Your Firm’s Vendor Management Program
5 Ways to Strengthen Your Firm’s Vendor Management Program WHAT HAPPENED? Vendor management is a critical piece of creating a comprehensive information security strategy for firms. Vendors processing or [...]
Are You Taking Steps To Avoid Ransomware Attacks?
Are You Taking Steps To Avoid Ransomware Attacks? WHAT HAPPENED? Earlier this month, the Office of Compliance Inspections and Examinations of the United States Securities and Exchange Commission (OCIE) [...]
The CCPA Enforcement Date Is Approaching: What You Should Know
The CCPA Enforcement Date Is Approaching: What You Should Know WHAT HAPPENED? The July 1, 2020 enforcement date for the California Consumer Privacy Act (CCPA) is fast approaching. The [...]
What Does OCIE Look for When Examining Cybersecurity Practices?
What Does OCIE Look for When Examining Cybersecurity Practices? WHAT HAPPENED? In recent years, the Office of Compliance Inspections and Examinations (OCIE) of the Securities and Exchange Commission made [...]
OCIE Releases List of Common Investment Company, Money Market Fund, and Target Date Fund Compliance Issues
OCIE Releases List of Common Investment Company, Money Market Fund, and Target Date Fund Compliance Issues WHAT HAPPENED? On Nov. 7, 2019, the Office of Compliance Inspections and Examinations [...]